A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation

Lithium-ion batteries are extensively utilised in various industries and everyday life. Typically, these batteries are considered retired when their state of health (SOH) drops below 80%. These retired batteries, known as secondary batteries, can be repurposed for applications that demand lower batt...

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Main Authors: Goh, Hui Hwang, An, Zhen, Zhang, Dongdong, Dai, Wei, Kurniawan, Tonni Agustiono, Goh, Kai Chen
Format: Article
Language:English
Published: 2024
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Online Access:http://eprints.uthm.edu.my/11903/1/J17587_2a4da91fc493b7743c56f13e16b6e5b0.pdf
http://eprints.uthm.edu.my/11903/
https://doi.org/10.3389/fenrg.2024.1367444
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spelling my.uthm.eprints.119032024-12-23T00:59:51Z http://eprints.uthm.edu.my/11903/ A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation Goh, Hui Hwang An, Zhen Zhang, Dongdong Dai, Wei Kurniawan, Tonni Agustiono Goh, Kai Chen TK Electrical engineering. Electronics Nuclear engineering Lithium-ion batteries are extensively utilised in various industries and everyday life. Typically, these batteries are considered retired when their state of health (SOH) drops below 80%. These retired batteries, known as secondary batteries, can be repurposed for applications that demand lower battery performance. Precise forecasting of the lifespan of secondary batteries is crucial for determining suitable operational management approaches. Initially, we use the CACLE dataset for thorough investigation. Therefore, to account for the unpredictable and random character of the application circumstances, we employ the U-chord long curvature feature extraction approach to minimise errors resulting from rotation and noise. Additionally, we utilise the discharged power as a feature. This study employs two optimization algorithms, namely, particle swarm optimization (PSO) and sparrow optimization algorithm (SSA), in conjunction with least squares support vector machine (LSSVM) to compare the model against three conventional models, namely, Gaussian process regression (GPR), convolutional neural networks (CNN), and long short-term memory (LSTM). This work comprises two experiments: Experiment 1 utilises the battery’s charging and discharging history data to train the model for estimating the SOH of the remaining cycles of the same battery. Experiment 2, on the other hand, employs the complete discharging data of the battery to train the model for predicting the SOH of the remaining cycles of other batteries. The error evaluation metrics used are mean absolute error (MAE), mean absolute percentage error (MAPE), and root mean square error (RMSE). The results indicate that the average MAE for SSA-LSSVM, LSTM, CNN, PSO-LSSVM, and GPR in Experiment 1 and Experiment 2 are 1.11%, 1.82%, 2.02%, 2.04%, and 12.18% respectively. The best prediction results are obtained by SSA-LSSVM. 2024 Article PeerReviewed text en http://eprints.uthm.edu.my/11903/1/J17587_2a4da91fc493b7743c56f13e16b6e5b0.pdf Goh, Hui Hwang and An, Zhen and Zhang, Dongdong and Dai, Wei and Kurniawan, Tonni Agustiono and Goh, Kai Chen (2024) A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation. Frontiers in Energy Research, 12. pp. 1-16. https://doi.org/10.3389/fenrg.2024.1367444
institution Universiti Tun Hussein Onn Malaysia
building UTHM Library
collection Institutional Repository
continent Asia
country Malaysia
content_provider Universiti Tun Hussein Onn Malaysia
content_source UTHM Institutional Repository
url_provider http://eprints.uthm.edu.my/
language English
topic TK Electrical engineering. Electronics Nuclear engineering
spellingShingle TK Electrical engineering. Electronics Nuclear engineering
Goh, Hui Hwang
An, Zhen
Zhang, Dongdong
Dai, Wei
Kurniawan, Tonni Agustiono
Goh, Kai Chen
A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
description Lithium-ion batteries are extensively utilised in various industries and everyday life. Typically, these batteries are considered retired when their state of health (SOH) drops below 80%. These retired batteries, known as secondary batteries, can be repurposed for applications that demand lower battery performance. Precise forecasting of the lifespan of secondary batteries is crucial for determining suitable operational management approaches. Initially, we use the CACLE dataset for thorough investigation. Therefore, to account for the unpredictable and random character of the application circumstances, we employ the U-chord long curvature feature extraction approach to minimise errors resulting from rotation and noise. Additionally, we utilise the discharged power as a feature. This study employs two optimization algorithms, namely, particle swarm optimization (PSO) and sparrow optimization algorithm (SSA), in conjunction with least squares support vector machine (LSSVM) to compare the model against three conventional models, namely, Gaussian process regression (GPR), convolutional neural networks (CNN), and long short-term memory (LSTM). This work comprises two experiments: Experiment 1 utilises the battery’s charging and discharging history data to train the model for estimating the SOH of the remaining cycles of the same battery. Experiment 2, on the other hand, employs the complete discharging data of the battery to train the model for predicting the SOH of the remaining cycles of other batteries. The error evaluation metrics used are mean absolute error (MAE), mean absolute percentage error (MAPE), and root mean square error (RMSE). The results indicate that the average MAE for SSA-LSSVM, LSTM, CNN, PSO-LSSVM, and GPR in Experiment 1 and Experiment 2 are 1.11%, 1.82%, 2.02%, 2.04%, and 12.18% respectively. The best prediction results are obtained by SSA-LSSVM.
format Article
author Goh, Hui Hwang
An, Zhen
Zhang, Dongdong
Dai, Wei
Kurniawan, Tonni Agustiono
Goh, Kai Chen
author_facet Goh, Hui Hwang
An, Zhen
Zhang, Dongdong
Dai, Wei
Kurniawan, Tonni Agustiono
Goh, Kai Chen
author_sort Goh, Hui Hwang
title A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
title_short A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
title_full A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
title_fullStr A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
title_full_unstemmed A study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
title_sort study on the application of discrete curvature feature extraction and optimization algorithms to battery health estimation
publishDate 2024
url http://eprints.uthm.edu.my/11903/1/J17587_2a4da91fc493b7743c56f13e16b6e5b0.pdf
http://eprints.uthm.edu.my/11903/
https://doi.org/10.3389/fenrg.2024.1367444
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